SEC3 is the industry's leading provider of independent compliance services

SEC3 provides a full suite of high quality compliance and operational due diligence services to institutional investors, investment advisers, investment companies, hedge funds, broker-dealers, transfer agents, administrators, and banks.

SEC3's team brings together well over 100 years of auditing and operational due diligence experience, representing significantly more than 5,000 firm and fund reviews. Our experience provides the knowledge base which underpins each SEC3 review.