• Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
 

SEC3 is the industry's leading provider of independent compliance services.

SEC3 provides a full suite of high quality compliance and operational due diligence services to hedge fund advisers, private equity fund advisers, investment advisers, investment companies, institutional investors, broker-dealers, transfer agents, administrators, and banks.

SEC3's team brings together well over 100 years of auditing and operational due diligence experience, representing significantly more than 5,000 firm and fund reviews. Our experience provides the knowledge base which underpins each SEC3 review.

Best Recent Quote

"There is no substitute for returning money to defrauded investors," 

  

Worst Recent Quote

“The trick is to stop thinking it as 'your' money. ”

Company News

Article: How bright are expert networks blinking on the SEC's radar screen? This June SEC3 Compliance Consultants published an article for Thompson Reuters Accelus on the...

CNN: Hedge fund regulation? What hedge fund regulation? Janaya Moscony, President & CEO of SEC3, is quoted in the Fortune / CNNMoney article ent...

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