SEC3 is the industry's leading provider of independent compliance services.

SEC3 provides a full suite of high quality compliance and operational due diligence services to hedge fund advisers, private equity fund advisers, investment advisers, investment companies, institutional investors, broker-dealers, transfer agents, administrators, and banks.

SEC3's team brings together well over 100 years of auditing and operational due diligence experience, representing significantly more than 5,000 firm and fund reviews. Our experience provides the knowledge base which underpins each SEC3 review.