• Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants

Decoding Compliance Buzzwords:The Practical Application of Risk Assessment & Forensic Testing

Risk assessment is a phrase used to describe the process of identifying and estimating the exposure to real and potential risks. Forensic testing is colorful shorthand to refer to periodic tests used to evaluate the effectiveness of controls. However, the application of these notions goes beyond the simple definitions since risk assessment and forensic testing are pillars for a sound compliance program.

Company News

Article: How bright are expert networks blinking on the SEC's radar screen? This June SEC3 Compliance Consultants published an article for Thompson Reuters Accelus on the...

CNN: Hedge fund regulation? What hedge fund regulation? Janaya Moscony, President & CEO of SEC3, is quoted in the Fortune / CNNMoney article ent...

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