| Date | Category | Place | Name of event |
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| 10/27/10 - 10/27/10 | Industry Event | The Princeton Club, New York, NY | Hedge Fund Registration Master Class |
| 10/25/10 - 10/27/10 | Industry Event | The Princeton Club, New York, NY | 5th Annual Meeting of the Hedge Fund Operations Association |
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| 09/29/10 | Roundtable | Blank Rome LLP, The Chrysler Building, 450 Lexington Avenue, 22nd Floor Board Room | NYC Compliance Roundtable |
| 09/20/10 | Industry Event | Lowes Philadelphia Hotel | IA Compliance Fall Conference 2010 |
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| 08/11/10 | Roundtable | Haynes and Boone, LLP | Dallas Compliance Roundtable |
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| 07/22/10 | Roundtable | Bingham McCutchen, Three Ebarcadero Center, 27th Floor | San Francisco Compliance Roundtable |
| 07/19/10 | Roundtable | 355 South Grand Avenue, Los Angeles, CA | Los Angeles Compliance Roundtable |
| 07/01/10 | Roundtable | Blank Rome LLP, The Chrysler Building, 450 Lexington Avenue, 22nd Floor Board Room | NYC Compliance Roundtable |
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| 04/21/10 | Industry Event | Bayards, One Hanover Square, New York, NY | 3rd Annual Hedge Fund Operations & Technology |
| 04/07/10 | Roundtable | The Chrysler Building, 405 Lexington Avenue, 22nd Floor, New York, NY | NYC Compliance Roundtable - Latest Regulatory Issues |
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| 02/01/10 - 02/02/10 | Industry Event | Princeton Club of New York, 15 West 43rd St., New York City | Investment Advisor Compliance & Hedge Fund Regulation and Compli |
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| 01/12/10 | Webinar | Online | IA Week Weninar - The New Custody Rule and the Implications |
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| 12/17/09 | Roundtable | 2600 One Commerce Square, Philadelphia, PA | Philadelphia Roundtable - Current Industry Issues |
| 12/02/09 | Industry Event | Bayards, One Hanover Square, New York, NY | Hedge Fund Compliance & Risk: A Self-Help Guide |
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| 11/17/09 | Roundtable | The Chrysler Building, 405 Lexington Avenue, 22nd Floor, New York, NY | "NYC Roundtable - Pay to Play" and custody proposals, latest SEC |
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| 10/30/09 | Speaking Engagement | Essex House, New York | Complinet's 3rd Annual New York Customer Summit |
| 10/06/09 | Speaking Engagement | Metropolitan Club, New York | Fall Hedgeworld Fund Services Conference |
| 10/01/09 | Roundtable | Belle Haven Club, 100 Harbor Dr, Greenwich, CT | SEC Hedge Funds Registration Implications & 2009 SEC exam areas |
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| 07/13/09 | Roundtable | The Chrysler Building, 405 Lexington Avenue, 22nd Floor, New York, NY | The Top 2009 SEC Examination Focus Areas |
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