• Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
Calendar / Roundtable

SEC3 is active in the Financial Community and participates in several Industry Events, Roundtables & Conferences as well as hosts educational webinars.

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DateCategoryPlaceName of event
 
September 2010
09/29/10RoundtableBlank Rome LLP, The Chrysler Building, 450 Lexington Avenue, 22nd Floor Board RoomNYC Compliance Roundtable
 
August 2010
08/11/10RoundtableHaynes and Boone, LLPDallas Compliance Roundtable
 
July 2010
07/22/10RoundtableBingham McCutchen, Three Ebarcadero Center, 27th FloorSan Francisco Compliance Roundtable
07/19/10Roundtable355 South Grand Avenue, Los Angeles, CALos Angeles Compliance Roundtable
07/01/10RoundtableBlank Rome LLP, The Chrysler Building, 450 Lexington Avenue, 22nd Floor Board Room NYC Compliance Roundtable
 
April 2010
04/07/10RoundtableThe Chrysler Building, 405 Lexington Avenue, 22nd Floor, New York, NYNYC Compliance Roundtable - Latest Regulatory Issues
 
December 2009
12/17/09Roundtable2600 One Commerce Square, Philadelphia, PAPhiladelphia Roundtable - Current Industry Issues
 
November 2009
11/17/09RoundtableThe Chrysler Building, 405 Lexington Avenue, 22nd Floor, New York, NY"NYC Roundtable - Pay to Play" and custody proposals, latest SEC
 
October 2009
10/01/09RoundtableBelle Haven Club, 100 Harbor Dr, Greenwich, CTSEC Hedge Funds Registration Implications & 2009 SEC exam areas
 
July 2009
07/13/09RoundtableThe Chrysler Building, 405 Lexington Avenue, 22nd Floor, New York, NYThe Top 2009 SEC Examination Focus Areas

SimpleCalendar 0.7.10b © 2009 Fabrizio Albonico

Company News

SEC3 Publishes Guide to SEC Registration of Private Fund Investment Advisers Today, July 21st, 2010, the President signed into law the Dodd-Frank Wall Street Reform and Consumer...

SEC3 Offers Private Fund Registration and Compliance Services Our SEC knowledge and private fund experience is what differentiates us from our competitors. ...

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