NYC Compliance Roundtable - Latest Regulatory Issues ![[ Back ]](/components/com_simplecalendar/assets/images/back_icon.gif "[ Back ]")
- Date:
- 04/07/10
- Times:
- 09:00 to 11:00
- Place
- The Chrysler Building, 405 Lexington Avenue, 22nd Floor, New York, NY
- Category:
- Roundtable
Additional Information
SEC3 will host with Blank Rome, LLP
Topic: latest regulatory initiatives such as the "pay-to-play" and custody proposals, the regulation of private investment funds by the SEC, best practices regarding the scope of quarterly and annual CCO reports, and the U.S. Supreme Court's review of Gartenberg and Harris.