• Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants

SEC3 Article Published by HedgeWorld.com

Today, HedgeWorld.com published an article written by Janaya Moscony and Jose Santiago, both of SEC Compliance Consultants, Inc.

The article entitled SEC Registration of Private Fund Investment Advisers - It's Not as Scary as You Think takes a look at many current hedge fund practices and draws the conclusion that many hedge funds already have policies and procedures in place in certain areas which are pretty close to meeting the SEC's requirements concerning written policies and procedures.

The article was also shared with SEC3's CCO Communiqué distribution list.  A copy can be found in our Library.

Company News

Article: How bright are expert networks blinking on the SEC's radar screen? This June SEC3 Compliance Consultants published an article for Thompson Reuters Accelus on the...

CNN: Hedge fund regulation? What hedge fund regulation? Janaya Moscony, President & CEO of SEC3, is quoted in the Fortune / CNNMoney article ent...

CCO Communique

Sign up for our free bi-weekly newsletter which provides timely insights and valuable compliance tips.

Upcoming Calendar