SEC3 Article Published by HedgeWorld.com

Thursday, 01 October 2009 19:00

Today, HedgeWorld.com published an article written by Janaya Moscony and Jose Santiago, both of SEC Compliance Consultants, Inc.

The article entitled SEC Registration of Private Fund Investment Advisers - It's Not as Scary as You Think takes a look at many current hedge fund practices and draws the conclusion that many hedge funds already have policies and procedures in place in certain areas which are pretty close to meeting the SEC's requirements concerning written policies and procedures.

The article was also shared with SEC3's CCO Communiqué distribution list. A copy can be found in our Library.

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CCO Communique

Upcoming Calendar

IA Compliance Fall Conference 2010 (09/20)
NYC Compliance Roundtable (09/29)
5th Annual Meeting of the Hedge Fund Operations Association (10/25)
Hedge Fund Registration Master Class (10/27)