• Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants
  • Welcome to SEC Compliance Consultants

SEC3 Article Published by HedgeWorld.com

Today, HedgeWorld.com published an article written by Janaya Moscony and Jose Santiago, both of SEC Compliance Consultants, Inc.

The article entitled SEC Registration of Private Fund Investment Advisers - It's Not as Scary as You Think takes a look at many current hedge fund practices and draws the conclusion that many hedge funds already have policies and procedures in place in certain areas which are pretty close to meeting the SEC's requirements concerning written policies and procedures.

The article was also shared with SEC3's CCO Communiqué distribution list.  A copy can be found in our Library.

Company News

SEC3 Article Published by HedgeWorld.com Today, HedgeWorld.com published an article written by Janaya Moscony and Jose Santiago, both of SEC...

Hedge Fund Registration - SEC3 Publishes Hedge Fund Guide to SEC Registration Hedge Fund Registration with SEC - SEC3 Publishes Guide to SEC Registration of Private Fund Inv...

CCO Communique

Sign up for our free bi-weekly newsletter which provides timely insights and valuable compliance tips.