Janaya P. Moscony, CFA
President
Ms. Moscony is the President and Founder of SEC Compliance Consultants, Inc. As a former Securities and Exchange Commission regulator, Janaya has extensive experience in the examination, implementation and enforcement of securities regulations.As a consultant, she advises financial institutions how best to effectively manage the regulatory environment with a focus on balancing business needs with regulatory requirements.
Prior to incorporating SEC3, Janaya served as Vice President of Bank of Hawaii’s Asset Management Group where she advised and implemented the bank’s regulatory compliance program. Prior to Bank of Hawaii, Janaya was employed as a regulatory consultant by a nationally recognized consulting firm where she managed numerous engagements with banks, mutual funds, investment advisers and broker-dealers. Janaya began her career as a staff accountant for the Philadelphia District Office of the SEC where she worked on routine and cause examinations as well as enforcement cases on behalf of a broad-range of financial entities. Janaya joined the SEC as a Compliance Examiner through the Outstanding Scholar Program. She routinely liaised with other regulatory entities including the NASD, NYSE and state regulators. Janaya received the Chartered Financial Analyst designation in 1999. She graduated with a B.A. in Economics and Spanish from Rutgers University in 1995.