Russell C. Weigel III, JD
Special Consultant
Mr. Weigel draws on his ten years of experience as an enforcement attorney at the SEC to serve the unique concerns of the securities industry and public companies in both transactional and litigated matters. During his tenure as a securities attorney working for the SEC, Russell supervised and conducted over 80 investigations and litigated over 35 civil injunctive and administrative proceedings nationwide.
Most of his efforts focused on allegations of fraud, sales of unregistered non-exempt securities, or regulatory compliance violations by stock promoters, public companies, broker dealers, investment advisers, and stock transfer agents, among others. Russell also supervised investigations and litigated cases involving securities issuers' Ponzi schemes and false financial reporting.